OPINION
IRENAS, Senior District Judge:
These two lawsuits, having been removed from the Superior Court of New Jersey by Defendants Forest Laboratories, Inc. and Forest Pharmaceuticals, Inc., come before the Court on Plaintiffs' Motions to Remand. Because the motions raise the same question of law and have highly similar factual circumstances, the Court considers them together for purposes of efficiency. In support of their motions, Plaintiffs argue that removal of this case was improper because the Defendants violated the "forum defendant rule," codified at 28 U.S.C. § 1441(b)(2). For the reasons set forth below, Plaintiffs' motions will be granted, and these two cases will be remanded back to the New Jersey Superior Court.
I.
The facts and procedural history of these two cases are fairly straightforward, and the Court reviews only the necessary facts for deciding the pending motions to remand.
A.
On February 6, 2014, Plaintiffs George and Martha Williams (the "Williams Plaintiffs") filed a Complaint in the Superior Court of New Jersey, Law Division, Atlantic County. Their suit seeks damages for personal injuries and loss of consortium as a result of George Williams's alleged use of the blood pressure drug olmesaran medoxomil.
The Williams Plaintiffs name six Defendants in their Complaint: Daiichi Sankyo, Inc.; Daiichi Sankyo U.S. Holdings, Inc.; Daiichi Sankyo Co., Ltd.; Forest Laboratories, Inc. ("FLI"); Forest Pharmaceuticals, Inc. ("FPI"); and Forest Research Institute, Inc.1 Their Complaint seeks to recover for nineteen causes of action, all pursuant to New Jersey state law.
Five days later, on February 11, the Superior Court issued a Track Assignment Notice ("TAN") to the Williams Plaintiffs. (Kessler Decl. ¶ 6 (Williams); see also Pls.' Ex. B (Williams)) In accordance with New Jersey Civil Practice Rule 4:4-1, the Williams Plaintiffs issued summonses for all six Defendants within fifteen days of receiving the TAN, and on February 20th, the Williams Plaintiffs served all of the Defendants except the Japanese Defendant, Daiichi Sankyo Co., Ltd. (Kessler Decl. ¶¶ 7-8 (Williams))2
Also on February 11, before the Williams Plaintiffs served any Defendant, FLI and FPI removed the case to this Court. The Notice of Removal contended that this Court had original jurisdiction over the Williams Plaintiffs' Complaint pursuant to 28 U.S.C. § 1332's diversity jurisdiction. (Notice of Removal ¶ 4 (Williams)) There is no dispute that the Williams Plaintiffs are both citizens of Texas. (Compl. ¶¶ 1-2 (Williams)) In addition, the parties do not dispute that Daiichi Sankyo, Inc. is a citizen of Delaware and New Jersey; Daiichi Sankyo U.S. Holdings, Inc. is a citizen of Delaware and New Jersey; Daiichi Sankyo Co., Ltd. is a citizen of Japan; FLI is a citizen of Delaware and New York; FPI is a citizen of Delaware and Missouri; and Forest Research Institute, Inc. is a citizen of New Jersey. (Notice of Removal ¶¶ 7-12 (Williams)) Finally, neither party disputes that the amount in controversy exceeds $75,000. (Id. ¶ 15)
Between FLI and FPI's Notice of Removal on February 11 and service on February 20, Defendant Forest Research Institute, Inc. filed an Answer in this Court on February 17. On March 13, the Williams Plaintiffs filed the pending motion to remand back to the Superior Court, Atlantic County. Defendants FLI and FPI oppose this motion. During the course of briefing the motion to remand, FLI and FPI filed an Answer on March 21, and Daiichi Sankyo U.S. Holdings, Inc. and Daiichi Sankyo, Inc. filed a separate Answer on the same day.
B.
Plaintiffs Shelly and Abu Rahman (the "Rahman Plaintiffs") also filed suit in the New Jersey Superior Court, Law Division, Atlantic County, on February 6, 2014. Just like the Williams Plaintiffs, the Rahman Plaintiffs bring their suit to recover for personal injuries and loss of consortium, allegedly resulting from Shelly Rahman's use of the blood pressure drug olmesaran medoxomil.
Also like the Williams Plaintiffs, the Rahman Plaintiffs name the same nineteen state-law claims and the same six Defendants in their suit.3 Defendants FLI and FPI removed the Rahmans' suit to this Court on February 11. In their Notice of Removal, FLI and FPI again contended that this Court's diversity jurisdiction, pursuant to 28 U.S.C. § 1332, permitted removal. (Notice of Removal ¶ 4 (Rahman)) Neither party disputes that the Rahman Plaintiffs are citizens of Pennsylvania, while the Defendants' citizenship is the same as listed supra. (Id. ¶¶ 6-12) Again, neither party disputes that the amount in controversy exceeds $75,000. (Id. ¶ 15)
On the same date as FLI and FPI's removal, February 11, the Superior Court issued a TAN to the Rahman Plaintiffs. (Kessler Decl. ¶ 6 (Rahman)) On February 12, the Rahman Plaintiffs issued summonses for each Defendant, which they served with a copy of the Complaint and TAN to all Defendants except the Japanese citizen, Daiichi Sankyo Co., Ltd. on February 14. (Id. ¶¶ 7-8) On February 17, Forest Research Institute, Inc. filed an Answer.
On March 13, the Rahman Plaintiffs filed the pending motion to remand this case back to the Superior Court, Atlantic County. FLI and FPI oppose this motion. During the course of briefing the motion, FLI and FPI filed an Answer on March 21, and Daiichi Sankyo U.S. Holdings, Inc. and Daiichi Sankyo, Inc. filed an Answer on the same day.
The pending motions to remand are now fully briefed and ripe for consideration.
II.
Defendants FLI and FPI removed these two cases pursuant to the federal removal statute, 28 U.S.C. § 1441, citing this Court's diversity jurisdiction under § 1332. As detailed supra, the parties do not dispute that complete diversity exists among the Plaintiffs and Defendants, and the amount in controversy in both cases exceeds $75,000. However, the Williams and Rahman Plaintiffs contend, among other arguments, that FLI and FPI's removal failed to comply with the requirements of § 1441.
Under 28 U.S.C. § 1441(a), a defendant may remove a case from a state court to federal district court if the federal courts have original jurisdiction over the case. Where the federal court's original jurisdiction is based on diversity, § 1441(b) imposes an additional condition known as the "forum defendant rule." The relevant statute provides:
A civil action otherwise removable solely on the basis of the jurisdiction under section § 1332(a) of this title may not be removed if any of the parties in interest properly joined and served as defendants is a citizen of the State in which such an action is brought.
§ 1441(b)(2). The federal removal statute is "to be strictly construed against removal." Samuel-Bassett v. KIA Motors Am., Inc., 357 F.3d 392, 396 (3d Cir.2004) (citing Boyer v. Snap-On Tools Corp., 913 F.2d 108, 111 (3d Cir.1990)). In that vein, all doubts regarding removal must be resolved in favor of remand. Samuel-Bassett, 357 F.3d at 396.
At the time of FLI and FPI's removal of these two cases from New Jersey Superior Court, no Defendant had been served in either case. (Notice of Removal ¶¶ 7-12 (Williams) (Rahman)) FLI and FPI are undisputedly non-forum Defendants — they are citizens of Delaware and New York, and Delaware and Missouri, respectively. However, Daiichi Sankyo, Inc., Daiichi Sankyo U.S. Holdings, Inc., and Forest Research Institute, Inc. are all undisputedly forum Defendants, stemming from their New Jersey citizenship. In light of these circumstances, FLI and FPI contend that removal of these cases complies with the plain language of the forum defendant rule because no forum Defendant was served at the time of removal, and they may therefore proceed in this Court. On the other hand, the Plaintiffs argue that FLI and FPI's interpretation of the forum defendant rule "disregard[s] the congressional intent and meaning of the federal removal statutory scheme." (Rahman Pls.' Reply at 4; Williams Pls.' Reply at 4) Better stated, the Court must determine whether application of § 1441(b)(2) precludes FLI and FPI's removal of these cases to this Court because of the presence of forum Defendants that had not been served at the time of removal.
Courts within the Third Circuit, when considering issues of statutory construction, must:
give effect to the will of Congress, and where its will has been expressed in reasonably plain terms, that language must ordinarily be regarded as conclusive. If the language of the statute is plain, the sole function of the court is to enforce the statute according to its terms. The plain meaning is conclusive, therefore, except in the rare cases in which the literal application of a statute will produce a result demonstrably at odds with the intentions of its drafters.
Abdul-Akbar v. McKelvie, 239 F.3d 307, 313 (3d Cir.2001) (internal citations omitted).
Previously, this Court determined that the language of § 1441 was unambiguous and plain. See, e.g., Poznanovich v. AstraZeneca Pharm. LP, No. 11-cv-4001 (JAP), 2011 WL 6180026, at *4 (D.N.J. Dec. 12, 2011); Bivins v. Novartis Pharms. Corp., No. 09-cv-1087 (RBK/KMW), 2009 WL 2496518, at *2 (Aug. 10, 2009). As a result, the plain meaning of § 1441(b)(2)'s terms permitted non-forum defendants in diversity cases to remove those cases to this Court, so long as the forum defendant had not been served at the time of removal. E.g. Poznanovich, 2011 WL 6180026, at *3-4 ("The language of the statute is clear that Congress intended § 1441(b)'s prohibition on removal to apply not merely where a forum defendant is properly joined in the action, but only where service has been effected on that forum defendant.").
This Court has, however, also reached the opposite conclusion. See, e.g., Walborn v. Szu, No. 08-cv-6178 (DRD), 2009 WL 983854, at *5 (D.N.J. April 7, 2009); see also Sullivan v. Novartis Pharms. Corp., 575 F.Supp.2d 640, 646-47 (D.N.J.2008) (considering purpose underlying forum defendant rule). As explained in Sullivan, simply giving effect to the "joined and served" requirement of the forum defendant rule would "reward defendants for conducting and winning a race, which serves no conceivable public policy goal, to file a notice of removal before the plaintiffs can serve such process." Sullivan, 575 F.Supp.2d at 646. Such an outcome would contradict the intention of congressional drafters, and therefore application of the plain meaning of the terms would be inappropriate. Id. at 646-47.
In view of these conflicting authorities, this Court concludes that giving effect to the plain language of the forum defendant rule in these cases would result in an outcome at odds with the intentions of its drafters. To reach this conclusion, the Court adopts the rationale explained in Walborn, a case with analogous factual circumstances.4 There, the Court referred to the "review of policy developments underlying the addition of the forum defendant rule to the removal statute in 1948," fully detailed in the Sullivan case. Walborn, 2009 WL 983854, at *5 (citing Sullivan, 575 F.Supp.2d at 645-47). This review explained that "Congress added the `properly joined and served' requirement [in 1948] in order to prevent a plaintiff from blocking removal by joining as a defendant a resident party against whom it does not intend to proceed, and whom it does not even serve." Sullivan, 575 F.Supp.2d at 645. The addition of this language to the removal statute came as a result of the "pervasive" practice of joining a forum defendant "against whom [a plaintiff] did not intend to proceed," a substantial issue in 1948 when the forum defendant rule's current incarnation was first codified. Walborn, 2009 WL 983854, at *5. With that in mind, there was no evidence that "Congress, in adding the `properly joined and served' language, intended to create an arbitrary means for a forum defendant to avoid the forum defendant rule simply by filing a notice of removal before the plaintiff is able to effect process." Sullivan, 575 F.Supp.2d at 645. Nor could Congress have anticipated "the tremendous loophole that would one day manifest from technology enabling forum defendants to circumvent the forum defendant rule by, inter alia, electronically monitoring state court dockets." Id.
The factual circumstances of the instant cases, filed in New Jersey Superior Court, raise these technological loopholes alluded to in Sullivan. In New Jersey state courts, a civil action is "commenced by filing a complaint with the court." N.J. Civ. R. 4:2-2. This complaint, together with a summons, must be served in accordance with Rules 4:4-4 and 4:4-5. However, the Superior Court's system of "Case Tracks" impacts the timing of events at the start of a lawsuit. This system assigns a Track Assignment Number ("TAN") to every civil action filed in the Superior Court. N.J. Civ. R. 4:5A-1. Under Rule 4:5A-2(a), the Plaintiff "shall annex a copy of the [TAN] to process served on each defendant." As a result, plaintiffs cannot serve defendants in accordance with New Jersey Civil Practice Rules until they obtain a TAN. N.J. Civ. R. 4:5A-2(a). Thus, Superior Court defendants may monitor publicly accessible dockets and remove to federal court before service upon a forum defendant — during the mandatory standstill period while plaintiffs wait for TAN assignment — in spite of the forum defendant rule's prohibition on removal when a forum defendant is "properly joined and served." This circumvention of the forum defendant rule contravenes the drafters' intent to avoid gamesmanship with the removal statute, and where such a situation occurs, this Court cannot apply the plain language of the forum defendant rule to condone the removal.5
The Defendants' actions in these two cases demonstrate why application of the plain meaning of the forum defendant rule would be inappropriate. The Williams Plaintiffs filed their Complaint in the Superior Court on February 6, 2014. (See Compl. (Williams)) Five days later, the Williams Plaintiffs received a TAN, in accordance with New Jersey Civil Practice Rule 4:5A-2(a), and served the Defendants on February 20. (Kessler Decl. ¶¶ 6-8 (Williams)) By then, however, non-forum defendants FLI and FPI had already removed the Complaint to this Court on February 11, despite the presence of three forum Defendants present in the lawsuit. (See Notice of Removal (Williams)) This removal occurred on the same day as the TAN assignment, demonstrating that the Williams Plaintiffs could not have served the forum Defendants in accordance with New Jersey Civil Practice Rules before the removal of their case. Indeed, FLI and FPI highlight the conflict in their Notice of Removal where they state that "[t]he action may be removed pursuant to 28 U.S.C. § 1441 because (i) there is complete diversity of citizenship between the plaintiffs and properly joined and served defendants pursuant to 28 U.S.C. § 1332(c)(1)" in paragraph four, and then clearly state on the same page that none of the Defendants had been served yet. (Notice of Removal ¶¶ 4, 7-12 (emphasis added) (Williams))
Similarly, the Rahman Plaintiffs filed their Complaint in the Superior Court on February 6, 2014. (See Compl. (Rahman)) They also received a TAN on February 11, and served the Defendants on February 14. (Kessler Decl. ¶¶ 6-9 (Rahman)) Here also, non-forum Defendants FLI and FPI removed the case on February 11, before the Rahman Plaintiffs could serve their suit in accordance with the applicable Civil Practice Rules. Indeed, FLI and FPI include the same language concerning grounds for removal under § 1332(c)(1) and the lack of service in their Notice of Removal as they did in the case brought by the Williams Plaintiffs. (Notice of Removal ¶¶ 4, 7-12 (Rahman))
In sum, permitting these non-forum Defendants to remove before the Plaintiffs are actually capable of serving the forum Defendants violates the intention of the forum defendant rule by permitting gamesmanship. Though this district has divided on the proper interpretation of the forum defendant rule, Courts within the Third Circuit must resolve all doubts in favor of remand. Samuel-Bassett, 357 F.3d at 396. In the absence of any evidence that the joinder of the forum Defendants was improper, this Court holds that the removal of these two cases violated the forum defendant rule because of the presence of the three forum defendants — Daiichi Sankyo, Inc.; Daiichi Sankyo U.S. Holdings, Inc.; and Forest Research Institute, Inc. — and the impossibility of service on those Defendants before removal. This Court must therefore remand these two cases back to the Superior Court, Atlantic County.
III.
In their motions to remand, the Williams and Rahman Plaintiffs seek the award of attorneys' fees and costs incurred by the defective removal of their cases. Under 28 U.S.C. § 1447(c), "[a]n order remanding the case may require payment of just costs and any actual expenses, including attorney fees, incurred as a result of the removal." As FLI and FPI properly highlight, "[a]bsent unusual circumstances, courts may award attorney's fees under § 1447(c) only where the removing party lacked an objectively reasonable basis for seeking removal. Conversely, when an objectively reasonable basis exists, fees should be denied." Martin v. Franklin Capital Corp., 546 U.S. 132, 141, 126 S.Ct. 704, 163 L.Ed.2d 547 (2005).
The Court has acknowledged the split of authority in this district concerning the application of the forum defendant rule. Given this split, the Court cannot conclude that FLI and FPI lacked an objectively reasonable basis for removal. The Court will therefore not award attorneys' fees and costs under § 1447(c).
IV.
Based on the foregoing, the Court will remand both cases to the Superior Court, Atlantic County, but will not award attorneys' fees and costs to the Williams and Rahman Plaintiffs. Appropriate Orders accompany this Opinion.
